Series 51 Printed Materials
$100.00
Students receive the 150 page textbook including over 400 practice questions.
551B
Description
This course is required of anyone who will be managing, directing or supervising activities related to municipal fund securities. Persons with this license can supervise the sale of Section 529 plans. The topics covered in this course are:
- Municipal Fund Securities
- Sales Supervision
- Underwriting and Disclosure Obligations
- Fair Practice Rules
The text contains over 150 pages of material including over 400 simulated exam questions.
FINRA exam preparation is provided in partnership with Passperfect® Associates.
Look Inside
Study FAQ
Read each section - Review all questions and detailed explanations, continue this process throughout the chapters.
Add some variety to your study process by using the online databank for a complete overview of all the topics learned
Score a minimum of 76-78% on all Series 51 quizzes and practice exams before moving to the next topic
Take regular breaks, about 15 minutes for 2 hours of study
For client support or instructor assistance with Series 51 call 800-795-5347 or email finraquestions@keirsuccess.com
How many questions are on the exam? 60 multiple choice questions.
How long is the exam? 1 hour 30 minutes
How is the exam set up? You should anticipate a “bell-curve” exam. Which means the exam will start out at an easier level. As you progress through the exam, approaching the middle of the exam, test questions will become more difficult. As you near the end of the exam, questions will once again become easier.
Where do I take the Series 51 examination? The Series 51 examination is a proctored exam and must be taken at a qualified exam center. To locate the one nearest you, please see www.prometric.com
Is there an examination fee for the Series 51? Yes, $255
Am I allowed to take a calculator into the exam center? No, however, the exam center will provide a calculator upon request.
Will I be allowed to take paper into the exam center? No, however, the exam center will provide scratch paper.
Do I have to be sponsored to take this examination? Yes
What is the required pass rate for the Series 51 examination? 70%
Are there pre-requisites? Yes, Series 24 or Series 26.
